Queen’s Bridge – Legal & Regulatory Information

Queen’s Bridge offers a comprehensive range of financial guidance and wealth solutions through knowledgeable advisors dedicated to helping clients pursue their long-term financial goals. For more information, please visit our website at https://qbfs.ca/ or contact us directly at [email protected].

GENERAL OVERVIEW

The information contained on this website is provided for general informational purposes only and should not be interpreted as personalized financial, investment, legal, tax, or accounting advice. Each individual’s situation is unique — before acting on any information presented here, you should consult with a qualified professional who can provide advice tailored to your specific circumstances.

Information provided is believed to be accurate at the time of posting, however, Queen’s Bridge does not guarantee the completeness or accuracy of the information and assumes no responsibility for errors, omissions, or results obtained from the use of this content. Any information displayed may change without prior notice.

Queen’s Bridge and any affiliated entities will not be liable for direct, indirect, special, incidental, or consequential damages arising out of the use, misuse, or inability to use this website or any content herein.

REGULATORY GOVERNANCE & OVERSIGHT

Queen’s Bridge maintains internal policies and procedures designed to comply with applicable regulatory requirements, including investor protection standards and industry best practices. Our commitment includes maintaining strong internal controls and ensuring that our operations remain compliant with regulatory authorities as required.

Oversight may include regular independent audits, examinations, and ongoing supervision by recognized regulatory bodies in the financial services industry within Canada.

INVESTOR PROTECTION

Where applicable, clients may benefit from industry protection programs designed to safeguard investor assets should a participating dealer become insolvent. Coverage and eligibility depend on the type of products and accounts involved. Further details will be provided by your advisor where relevant.

For more information regarding investor protection programs available in Canada, please speak with your Queen’s Bridge advisor.

AVAILABILITY OF PRODUCTS & SERVICES

Products and services may only be offered in jurisdictions where they are properly registered, authorized, and qualified to operate. Advisors must meet licensing and regulatory requirements before providing recommendations or executing transactions.

This website does not constitute an offer or solicitation to buy or sell financial products or services:

• in any jurisdiction where such activities are not authorized

• to any individual for whom such an offer would be unlawful

For details specific to your location and eligibility, please contact your advisor.

CONFLICTS OF INTEREST AND RELATED DISCLOSURES

Queen’s Bridge is committed to identifying, managing, and disclosing any potential conflicts of interest fairly and transparently. All recommendations provided to clients are intended to align with their goals, risk tolerance, and best interests.

Additional disclosures regarding compensation or related-party relationships will be made where required before products or services are purchased.

COMPLAINT HANDLING

Queen’s Bridge maintains established policies and procedures for the timely and fair handling of complaints. Upon receiving a complaint, the matter will be reviewed thoroughly and impartially. Clients will receive a written response outlining the findings, conclusions, and any actions taken.

Should a client be dissatisfied with the outcome, additional independent dispute resolution options may be available and will be communicated as required.

Clients may submit complaints or inquiries at:

📩 [email protected]